Policies and Compliance

Policies and Compliance - Internal

Animal Use in Research (Institutional Animal Care and Use Committee)
Conflict of Interest Policies and Procedures
Cost Accounting Standards, Compliance with

Eligibility Requirements to Serve as a Principal Investigator/Project Director or Co-Principal Investigator/Co-Project Director at USM

Environmental Health and Safety (Institutional Biosafety Committee)
Fixed Price Awards Guidance
Gift Card Policy
Human Subjects
Participant Support Costs Guidance
Post-Award Administration
Research and Scholarly Integrity Assurance Program
Scholarly Misconduct
University Policies Governing External Support

Policies and Compliance - External

Circulars from the White House Office of Management and Budget (OMB):

The White House OMB circulars that long governed federal grants and agreements with institutions of higher education (et al.) have been replaced by what is commonly known as the "Uniform Guidance" — officially, the "Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards." Spelled out in 2 CFR 200*, it superseded requirements from OMB Circulars A-21, A-87, A-110, and A-122 (which have been placed in 2 C.F.R. Parts 220, 225, 215, and 230); Circulars A-89, A-102, and A-133; and the guidance in Circular A-50 on Single Audit Act follow-up [ref.]. For more information on implementation, see the Final Guidance statement in the Federal Register.

There is a helpful summary of the OMB Uniform Guidance on Grants.gov, with links to related resources.

*MAXIMUS has recompiled 2 CFR 200 into a user-friendly PDF document available as a free download here.

Code of Federal Regulations (CFR)Electronic Code of Federal Regulations (e-CFR)
Conflict of Interest Tutorial; see also Financial Conflict of Interest Presentation with Case Studies (PPT, 13Mb) (both by National Institutes of Health)
Education Department General Administrative Regulations (EDGAR)
Export Controls (see also: list of agencies with)
 •  Commerce Department, Bureau of Industry and Security (BIS)
 •  Export Administration Regulations (EAR)
 •  State Department, Directorate of Defense Trade Controls, International Traffic in Arms Regulations (ITAR)
 •  United States Government Departments and Agencies with Export Control Responsibilities (Table of links)
National Institutes of Health, Office of Extramural Research — Grants Policy and Guidance
National Science Foundation — Proposal & Award Policies & Procedures Guide (PAPPG)
 
Uniform Guidance (2 CFR 200); also available in a user-friendly PDF document from MAXIMUS. More at Circulars above.